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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
661	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-15 14:56:04 Investment Industry Regulatory Organization of Canada Financial economics Business Financial system Finance Investment Self-regulatory organizations Securities Financial regulation
662	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-01-15 12:50:03 CNSX Financial economics Investment Industry Regulatory Organization of Canada TSX Venture Exchange Stock exchange Economy of Canada Canada Stock market
663	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-16 17:11:05 Financial regulation Investment Industry Regulatory Organization of Canada Business Due diligence Finance Law Securities
664	Rule Notice Guidance Note Please distribute internally to: Corporate Finance Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 15:46:03 Financial economics Financial regulation Investment Industry Regulatory Organization of Canada Securities Auditing Regulatory compliance Universal Market Integrity Rules Internal audit Audit Business Finance Self-regulatory organizations
665	Marketplace Notice CX2 Canada ATS Contact: Deanna Dobrowsky Vice President, Market Regulation Policy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-02-05 16:00:04 Investment Industry Regulatory Organization of Canada Canadian Securities Administrators Financial system Investment Stock market Financial economics Order
666	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-24 11:11:03 Securities Finance Investment Business Canadian Investment Manager Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
667	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-05 12:45:04 Investment Stock market Financial regulation Investment Industry Regulatory Organization of Canada Securities Trading room Electronic trading Financial economics Finance Financial markets
668	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-26 14:41:03 Investment Financial regulation Investment Industry Regulatory Organization of Canada Canadian securities regulation Financial adviser Business Financial economics Securities Finance
669	PDF Document Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-10 16:26:09 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
670	PDF Document Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-22 14:01:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada

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